401(K) / IRA Rollovers

  
    401(k) / IRA Rollovers     

Old accounts don’t manage themselves. They just sit there.

    

A job change, a retirement, a series of moves over a career — and suddenly there are old 401(k)s and an IRA nobody’s looked at in years, disconnected from any actual plan.

  
  
    

Who this is for

    
          
  • You’ve left a job (or several) and have 401(k) or 403(b) balances still sitting with old employers
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  • You’re approaching retirement and need to decide what happens to your workplace plan
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  • You have multiple retirement accounts across different providers and no unified view of them
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  • You’re not sure whether a rollover, an in-plan conversion, or leaving things alone is the right call
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Where this usually goes wrong

    
          
  • Defaulting to “just roll it into an IRA” without checking whether the old plan has advantages worth keeping.
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  • Rolling everything together without a tax-lot strategy, mixing pre-tax, Roth, and after-tax dollars in ways that create headaches later.
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  • Losing track of old accounts entirely — small balances at former employers are the easiest money in a plan to forget.
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  • Missing net unrealized appreciation (NUA) opportunities on employer stock — often an irreversible decision once rolled over.
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What working with us looks like

    
          
  1. Full inventory of every retirement account, current and former employer plans included.
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  3. A side-by-side comparison of staying put, rolling over, or converting — with actual tradeoffs, not a generic recommendation.
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  5. Execution and coordination with the old and new custodians so nothing gets lost or mistimed.
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  7. Ongoing management once consolidated, as part of one plan going forward.
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A 20-minute call is enough to tell you whether your current setup is costing you anything — no obligation, no pitch deck.

    Book a call →   
  
    
      Rock One Advisors LLC is a registered investment advisor. This page is for informational purposes and does not constitute personalized investment advice. Advisory services offered only to residents of states where properly registered.